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Waiver request submitted by William Cefalu to waive a $600 late fee assesment for filing his Tier 2 personal financial disclosure statement 6 days late. |
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TIER: 2
TYPE OF REPORT: Annual Personal Financial Disclosure
DUE DATE: July 9, 2010
DATE FILED: July 16, 2010
DAYS LATE: 6 days
OTHER LATE FILINGS: No
Mr. Cefalu states he received the notice and then his mother became ill. Mr. Cefalu states he focused his attention on caring for his mother who unfortunately passed away from her illness. By the time Mr. Cefalu could focus his attention on the Notice of Delinquency, he was already incurring late fees.
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Based on the waiver guidelines, suspend based on future compliance with the Code of Ethics.
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| Assigned Attorney: |
Tracy Barker |
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