Meetings
 
Agenda Item
Docket No. 16-954
 
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RE:
Waiver request submitted by Donald A. "Don" Shea, a former member of the Workforce Investment Board, regarding a $1,500 late fee assessed for filing his 2014 Tier 2.1 Annual PFD 239 days late.
Facts:
Mr. Shea explains that because he served as Economic Development Director for St. Tammany Parish he served on the workforce board. He retired from that position in March 2015. For that reason, he did not realize that he was still required to file disclosure statements with this agency. Once he was informed of the requirement, after receipt of a "second notice," he filed his 2014 and 2015 PFDs.
Comments:
TYPE OF REPORT: 2014 Tier 2.1 Annual PFD Report
ORIGINAL DUE DATE: May 15, 2015
DATE NOD RECEIVED: October 1, 2015 (personally signed green card)
DATE REPORT FILED: June 7, 2016
DAYS LATE FROM NOD: 239 days
DAYS LATE FROM ORIGINAL DUE DATE: 389 days
ASSESSED LATE FEE: $1,500
OUTSTANDING PFD LATE FEES: None
OUTSTANDING CF LATE FEES: None
OUTSTANDING DISCLOSURE REPORTS: None
PRIOR LATE FEES SUSPENDED/WAIVED: None
Law:
La. R.S. 42:1124.2.1 requires financial disclosure for each member and designee of a board or commission which has the authority to expend, disburse or invest $10,000 or more of funds in a fiscal year on or before May 15th of each year during which the person holds office and the year following termination of the holding of such office.
La. R.S. 42:1124.4 of the Code provides that upon discovery of the failure to file, failure to timely file, omission of information or inaccurate information, the Board shall notify the filer by sending him a notice of delinquency by certified mail. The notice of delinquency shall inform the person that the financial statement must be filed, or that the information must be disclosed or accurately disclosed, or that a written answer contesting the allegation of such failure, omission, or inaccuracy must be filed no later than seven (7) business days after receipt of the notice of delinquency.
Recommendations:
Suspend all but $1,250 based on future compliance with the reporting requirements under the Code of Ethics. The $1,250 is payable within 30 days and if payment is not received within 30 days, the full amount of the late fee becomes due and owing.
Assigned Attorney: Tracy Barker
 
 
ATTACHMENTS:
Description:
2016-954 Waiver Request