| Request that the Board waive the $1500 late fee assessed against Scott Breakstone for failure to timely file a Supplemental Registration Report. |
|
|
Mr. Breakstone filed his Supplemental Registration report that was due by September 10, 2012, thirty-five days late on October 15, 2012. He was assessed a late fee of $1500. Mr. Breakstone states that he was a part of a mass layoff on August 31, 2012 and was unable to access his files and records. He states that he is currently unemployed. He states that he was unaware of his requirement to submit a Supplemental Registration Report within 10 days of his termination of employment. He states that he filed his report immediately when he found out.
|
|
REPORT: Supplemental Registration Report
REPORT DUE: September 10, 2012
REPORT FILED: October 15, 2012
DAYS LATE: 35
FEE ASSESSED: $1500
ACTIVITY REPORTED: $0
OTHER LATE FILINGS: None
|
|
|
La R.S. 49:78D(1) state that any person required to register and who fails to timely register and any person who fails to timely file any report required by this Part shall be assessed, pursuant to R.S. 42:1157, a late fee of fifty dollars per day.
|
|
Suspend the late fee based on future compliance.
|
|
| Assigned Attorney: |
Mike Dupree |
|
|