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Waiver request submitted by Michael Louis Guinn, a member of the Auctioneers Licensing Board, regarding a $1500 late fee assessed for filing his amended 2019 Tier 2.1 annual pfd 85 days late and regarding a $1500 late fee assessed for filing his 2020 Tier 2.1 annual pfd 58 days late. |
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Mr. Guinn states that he is a single father of 5 and an owner/manager of a business. All mail goes to his P.O. Box that is picked up by his contract bookkeeper. As a self-employed, busy, single dad, the notices were left unattended in a stack of mail. He asks the Board to consider his untimely waiver request.
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TYPE OF REPORT: 2019 Amendment and 2020 Tier 2.1 Annual Report
ORIGINAL PFD FILED ON: May 11, 2020 (2019 Amendment)
ORIGINALFILING DATE: May 17, 2021 (2020)
DATE NOD RECEIVED: (2019 Amendment - 10/19/2021) (2020 - 11/15/2021) (GF Laird)
DATE REPORT FILED: (2019 Amendment - 01/21/2022) (2020 - 01/21/2022)
DAYS LATE FROM NOD: (2019 Amendment - 85 days) (2020 - 58 days)
DAYS LATE FROM ORIGINAL DUE DATE: 2020 - 249 days
ASSESSED LATE FEE: (2019 Amendment - $1500) (2020 - $1500)
PRIOR/OUTSTANDING PFD LATE FEES: None
PRIOR/OUTSTANDING CF LATE FEES: None
OUTSTANDING DISCLOSURE REPORTS: Yes - 2021
PRIOR EXPERIENCE: Been filing since 2020
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La. R.S. 42:1124.2.1 requires financial disclosure for each member and designee of a board or commission which has the authority to expend, disburse or invest $10,000 or more of funds in a fiscal year on or before May 15th of each year during which the person holds office and the year following termination of the holding of such office.
La. R.S. 42:1124.4 provides that upon discovery of the failure to file, failure to timely file, omission of information or inaccurate information, the Board shall notify the filer by sending him a notice of delinquency by certified mail. The notice of delinquency shall inform the person that the financial statement must be filed, or that the information must be disclosed or accurately disclosed, or that a written answer contesting the allegation of such failure, omission, or inaccuracy must be filed no later than seven (7) business days after receipt of the notice of delinquency.
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Consider untimely waiver.
Decline to waive.
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| Assigned Attorney: |
Tracy Barker |
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