Meetings
 
Agenda Item
Docket No. 23-758
 
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RE:
Advisory opinion as to whether the Code of Governmental Ethics ("Code") permits your company to obtain federal contracts and with citizens who qualify for the programs under the federal contracts while still employed with the Department of Children and Family Services as a Compliance Programs Director.
Facts:
Ms. Clark is the Compliance Programs Director in the Bureau of General Counsel for the Department of Children and Family Services (DCFS). She works with clients and recipients of all programs administered by DCFS if they have civil rights complaints or questions. She also works with employees of DCFS if they have employment civil rights questions or complaints. In the discharge of her duties, she may have interactions with the federal department of Health and Human Services and the Equal Employment Opportunity Commission.

She stated that her goal is to begin a Joint Venture with another person to obtain Women-Owned Small Business Federal Contract programs awards. She anticipates working with the Health and Human Services federal agency for long term care and social work business consulting as well as with the Equal Employment Opportunity Commission. She stated that if she is awarded a contract, she will complete a conflict search during intake to determine if any potential client is currently an applicant, recipient or client of services provided by DCFS. If they are a current client of DCFS, she will not work with them.


Law:
La. R.S. 42:1111C(1): No public servant shall receive any thing of economic value for any service, the subject matter of which: (a) Is devoted substantially to the responsibilities, programs, or operations of the agency of the public servant and in which the public servant has participated.

La. R.S. 42:1111(C)(2): No public servant and no legal entity in which the public servant exercises control or owns an interest in excess of twenty-five percent, shall receive any thing of economic value for or in consideration of services rendered, or to be rendered, to or for any person during his public service unless such services are: (d) Neither performed for nor compensated by any person from whom such public servant would be prohibited by R.S. 42:1115(A)(1) or (B) from receiving a gift.

La. R.S. 42:1115A: No public servant shall solicit or accept, directly or indirectly, any thing of economic value as a gift or gratuity from any person or from any officer, director, agent, or employee of such person, if such public servant knows or reasonably should know that such person: (1) Has or is seeking to obtain contractual or other business or financial relationships with the public servant's agency.

La. R.S. 42:1115B: No public employee shall solicit or accept, directly or indirectly, anything of economic value as a gift or gratuity from any person or from any officer, director, agent, or employee of such person, if such public employee knows or reasonably should know that such person: (1) Conducts operations or activities which are regulated by the public employee's agency. (2) Has substantial economic interests which may be substantially affected by the performance or nonperformance of the public employee's official duty.

La. R.S. 42:1102 provides the following definitions:

(2)(a)(i) "Agency" means a department, office, division, agency, commission, board, committee, or other organizational unit of a governmental entity. "Agency of the public servant" and "his agency" when used in reference to the agency of a public servant shall mean for public servants in the twenty principal departments of the executive branch of state government, the office in which such public servant carries out his primary responsibilities; ...except that in the case of public servants who are members or employees of a board or commission or who provide staff assistance to a board or commission, it shall mean the board or commission.

(12) "Governmental entity" means the state or any political subdivision which employs the public employee or employed the former public employee or to which the elected official is elected, as the case may be.

(16) "Person" means an individual or legal entity other than a governmental entity, or an agency thereof.

(18)(a) "Public employee" means anyone, whether compensated or not, who is: (i) An administrative officer or official of a governmental entity who is not filling an elective office. (ii) Appointed by any elected official when acting in an official capacity, and the appointment is to a post or position wherein the appointee is to serve the governmental entity or an agency thereof, either as a member of an agency, or as an employee thereof. (iii) Engaged in the performance of a governmental function. (iv) Under the supervision or authority of an elected official or another employee of the governmental entity.

(19) "Public servant" means a public employee or an elected official.


Recommendations:
Adopt proposed advisory opinion.
Assigned Attorney: David Bordelon
 
 
ATTACHMENTS:
Description:
2023-758 - AO
2023-758- Email - Additional Information
2023-758- Additional Information (2)
2023-758- Advisory Opinion Draft - Clark