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La. R.S. 42:1102(2)(a) defines "agency" to mean a department, office, division, agency, <br /> commission, board, committee, or other organizational unit of a governmental entity. <br /> La. R.S. 42:1102(16) defines "Person" means an individual or legal entity other than a <br /> governmental entity, or an agency thereof. <br /> La. R.S. 42:1102(19) defines "public servant" as a public employee or elected official. <br /> La. R.S. 42:1102(18)(a) defines "public employee"to mean any person,whether compensated or <br /> not who is: (i) an administrative officer or official of a governmental entity who is not filling an <br /> elective office; (ii) appointed by any elected official when acting in an official capacity, and the <br /> appointment is to a post or position wherein the appointee is to serve the governmental entity or <br /> an agency thereof, either as a member of an agency, or as an employee thereof, (iii) engaged in the <br /> performance of a governmental function; (iv)under the supervision or authority of an elected <br /> official or another employee of the governmental entity. <br /> ANALYSIS <br /> As Director 3 of the OTS/EUC Field Operations section,you were a public employee and a public <br /> servant pursuant to La. R.S.42:1102(18)(a)and La. R.S. 42:1102(19),respectively.Your"agency" <br /> for purposes of the Code was OTS/EUC field operations section. La. R.S. 42:1121 A(l)prohibits <br /> you as a former agency head for OTS/EUC Field Operations, for a period of two years following <br /> the termination of your public service as the head of such agency,in December of 2024 from assist <br /> another person, such as Avexon, LLC, for compensation, in a transaction, or in an appearance in <br /> connection with a transaction, involving that agency or render any service on a contractual basis <br /> to or for such agency. Therefore,La.R.S.42:1121A prohibits you from soliciting OTS/EUC Field <br /> Operations to provide sales and services from Avexon, LLC. However, La. R.S. 42:1121A does <br /> not prohibit you as an officer of Avexon, LLC from soliciting contracts from the other OTS/EUC <br /> section heads to provide them with sales and service opportunities from Avexon, LLC provided <br /> such services are not rendered to OTS/EUC Field Operations by contract. <br /> CONCLUSION <br /> The Board concluded, and instructed me to inform you, that the post-employment restriction of <br /> the Code will not prohibit you from attempting to contract with any OTS department or section <br /> head except OTS/EUC field operations section provided that contracted services are not rendered <br /> to or for the OTS/EUC field operations section. <br /> This advisory opinion is based solely on the facts as set forth herein. Changes to the facts as <br /> presented may result in a different application of the provisions of the Louisiana Code of <br /> Governmental Ethics. The Board issues no opinion as to past conduct or as to laws other than the <br /> Louisiana Code of Governmental Ethics, the Campaign Finance Disclosure Act, the Lobbyist <br /> Disclosure Acts, and the conflict of interest provisions contained in the Louisiana Gaming Control <br /> Law. If you have any questions,please contact me at(800) 842-6630 or(225) 219-5600. <br />